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      A Demat scam from the early 2000’s

      by ccmrmyng | Jul 25, 2019 | Learning Module 3, Topic 4: Primary Markets and Initial Public Offerings

      I read about an IPO scams from the early 2000’s. This was a time before KYC norms were in place, requirement for identity proof, address proofs, were all still being formalized. Here is what I can piece together. Step 1: Create multiple bank accounts. One enterprising...

      Orphaned life insurance policies

      by ccmrmyng | May 30, 2019 | Learning Module 1, Topic 4: Life Insurance -Term life

      The video and deep dives on life insurance talk about the aggressive manner in which life insurance policies are marketed. Typically, over 50% of all life insurance policies are sold by about 2 million agents, with the rest directly sold by the banks. There are over 2...

      GN Bajpai’s Book

      by ccmrmyng | May 5, 2019 | Learning Module 3, Topic 3: Regulators and Ombudsmen

      A book released in 2018 titled “A Game Changer’s Memoir,” recounts the events that occurred at SEBI during the tenure of its Chairman, GN Bajpai during 2002-2005. Most of you are never going to read it, it is after all a story of how pro-active and effective the...

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